Compliance Courses


Compliance Courses

The world of compliance, where organisations need to comply with various rules and regulations, is a wide-ranging subject. In the real world, older laws such as the Data Protection Act in the UK, and the new GDPR laws that replace them, are of particular note due to the imminent role out of GDPR across the European Union. IT and InfoSec Compliance Courses are available to provide practitioners in the field with valuable training.

GDPR is short for General Data Protection Regulations. To enable the seamless switchover of organisations to these new rules, there are many Compliance Courses focused on them. The rules will impact personal data and call recording storage as they cover the collection, recording and use of personal information or data.

These new laws are in addition to existing laws such as MiFID II (Markets in Financial Instruments Directive) for FCA regulated businesses. A vast myriad of other data protection and privacy laws too would be addressed by a comprehensive Compliance related course. If you work in IT or Information Security then you need to discover how you can help make your organisations data storage, recording and communications systems fully compliant.

So, attendance at relevant courses is effectively mandatory for those staff tasked with compliance, as non-compliance will result in potentially enormous fines for their organisation. It is vital then that the required skills are learnt in order for organisation to prepare to comply with the new GDPR regulations right now.


These GDPR’s objective is to confer specific rights onto individuals, as follows:

  1. The right to be informed.
  2. The right of access.
  3. The right to erasure.
  4. The right to rectification.
  5. The right to object.
  6. The right to restrict processing.
  7. The right to data portability.
  8. The right not to be subject to automated decision-making including profiling.

The rules have been created by the EU and apply right across the EU and within enterprise that process the data of EU citizens.


MiFID II compliance

The new MiFID II regulations apply to IFA’s (Independent Financial Advisers) plus any other business or organisations that is regulated within the UK by the FCA (Financial Conduct Authority). These rules must also be complied with, as there are huge potential fines for non-compliance too!

Fortunately, there are Compliance Courses that illustrate how enterprises can comply with these regulations, and others, within their course content.


Introduction to Compliance Courses

For professionals working in information security or IT, keeping up to date with Compliance Regulations may be part and parcel of their normal job functions. This applies particularly to Compliance Officers, Coders and Developers, Project Managers and Directors. CIO’s, CISO’s and CTO’s should also take note! There are compliance-training courses suitable for students at all levels of experience.

1) EU General Data Protection Regulation (EU GDPR), MiFID II and Compliance

The new EU General Data Protection Regulation (EU GDPR) is a pan-European single data privacy law. These regulations objective is to prevent the loss and misuse or personal data by improving data security for all of the EU’s citizens. I twill apply to all EU member states including the EU post Brexit unless the UK government decides otherwise, which is seen as unlikely. The law comes into effect in May 2018, non-compliance means that organisations can face fines of up to €20 million or 4% of annual turnover, whichever is the higher! This is why it is vital for enterprises to make sure that they comply; staff training, by their attendance on relevant compliance courses, is therefore the best way to ensure this!

Subjects covered may include GDPR, MiFID II for FCA regulated bodies, and other relevant rules and regulations, depending on the nature of the organisation in question.

2) General Compliance Courses

The role of compliance officer varies widely depending on the business that individual organisations and businesses operate in.

One thing is for sure and that is that there is a myriad of compliance red tape impacting on the operation of many enterprises. This red tape must be paid heed to, or consequences will occur, usually in the form of financial fines that will be levied. For example, the International Organisation for Standards (ISO). ISO 27001 and ISO 27002 are two standards that are worthy of obtaining to improve compliance and organisation information security standards. There are many others in this acronym-laden world such as the ICO, FCA, CQC, PCI-DSS, GLBA, FISMA, COBIT, NIST and IEC amongst many others! We would list these all for you individually but the document would be enormous, so try Google if you are interested in finding out more about any of these organisations.

Another thing to note is that some of the bodies are international, some are national and some cover common areas such as the GDPR laws, which apply to EU citizens and their personal data.

The bottom line with general compliance courses is that there is potentially so much ground to cover, that it is best to focus on the areas that impact upon the enterprise that course students work in when selecting relevant compliance courses.

It is ultimately up to all organisations individually to assess which rules, regulations, standards and laws that they need to adhere to, thus assuring their full compliance!